Sue W. Walsworth

Ms. Walsworth holds both a bachelor’s degree in Spanish from Louisiana Tech University, where she graduated magna cum laude, and a master’s degree in English. She later taught at the university level for six years after which she went on to obtain a Master of Business Administration degree from the University of New Orleans.

Ms. Walsworth is a fully licensed General Securities Representative (Series 7), General Securities Principal (Series 24), Securities Trader (Series 57 – formerly Series 55, Equity Trader Limited Representative), Operations Professional (Series 99) and Government Securities Principal. She is also a licensed insurance agent with the state of Louisiana.

Ms. Walsworth has worked in the investment industry since 1990 in both investment banking and asset management services. She joined the Sisung Group in 1996 and serves as Director of Trading and Operations. In addition, she trades municipal, government, and other fixed income securities as well as equities.

With over thirty years’ experience, Ms. Walsworth has extensive experience in the various facets of the industry. These include client servicing; trading and sales; performance evaluation and reporting; compliance and regulatory guidelines; problem identification and resolution; and economic research and analysis. Currently, Ms. Walsworth acts as a general securities principal in the securities operations of The Sisung Group.

Early in her tenure with the Sisung Group, Ms. Walsworth implemented the first reporting system used for Sisung Investment Management Services. This included training, data import, and data maintenance and reconciliation for reporting purposes. This system later transitioned into the current reporting system used by SIMS. Today, she still serves as a resource for back office and reporting support to the investment advisory services team.

Additionally, Ms. Walsworth provides client support services for retirement services offered by The Sisung Group.