Capital markets group

Assisting government, nonprofit and corporate organizations with a range of investment banking services

The Capital Markets Group of Sisung Securities Corporation (SSC) provides finance services for government and nonprofit clients as well as for-profit businesses. These services include municipal and corporate underwriting, municipal and corporate financial advisory services, and mergers and acquisitions. This combination of public and corporate finance experience serves SSC well as the firm also works to develop public/private partnerships for projects that combine nonprofit, government and for-profit components.

Our staff includes seasoned corporate executives with extensive management and financial experience.

Our Capital Markets Group provides corporate financial services to for-profit corporate business clients ranging from start-ups to growth stage to those pursuing merger and acquisition opportunities. We value these relationships because we realize that small and medium sized businesses, often overlooked by commercial banks and large investment banking firms, can have unique business models that lend themselves to profitable opportunities.

SSC’s primary relationship with its public and private sector clients focuses on Underwriting and Financial/Municipal Advisory Services. More specifically, SSC has been retained to coordinate:

Analysis of financing needs and resources
Assessment of debt capacity and creditworthiness
Creative alternative financing structures
Structuring of financing to maximize efficiency
Recommendation of derivative financing tools
Presentations to bond investors and rating agencies
Obtaining regulatory approval
Selection of a financing team and issuer

Review of legal documentation
Oversight of official statement preparation
Monitoring of bond marketing and timing of bond sale
Aggressive marketing and sale of bonds
Investment of bond proceeds
Remarketing of variable rate bonds
Structuring of refunding escrow accounts

Additionally, SSC’s capital markets group has participated in a wide variety of financing, including:

Airport financing
Healthcare financing
Industrial Revenue Bonds
Pooled financing loan programs
Qualified Zone Academy Bonds
Forward delivery financing
Lease/leaseback financing
Asset securitizations
Variable Rate Demand Bonds
Private placements

State Aid Intercept Programs
Letter of credit financing
Special assessment financing
Student revenue financing
Parking facilities financing
Arena and stadium financing
Appropriation financing
Single family housing financing
Multi- and Single- family housing financing

SSC is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).

SSC is a Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org).

SSC is registered as a Broker-Dealer in the following states: Alabama, California, Colorado, Florida, Georgia, Louisiana, Mississippi, New York, Tennessee and Texas. SSC will currently only transact business in the states in which we are registered and will not conduct business elsewhere before properly registering in other states where business opportunities may warrant.

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