Sisung Group

 
SISUNG SERVICES

CAPITAL MARKETS

BROKERAGE SERVICES

ASSET MANAGEMENT

BUSINESS DEVELOPMENT
& CONSULTING

REAL ESTATE

VENTURE CAPITAL

HEALTHCARE FINANCE
CONSULTING

FILM FINANCE

REGULATED UTILITY
CONSULTING SERVICES

SECURITIES OPERATIONS GROUP

The Securities Operations Group facilitates and supports the business activities of the Capital Markets Group and the Wealth Management Group with everyday functions of payment, receipt, transfer and distribution of securities. This group also opens and maintains our client accounts and performs traditional brokerage operations. Securities transactions are primarily executed and cleared through Pershing LLC, one of the largest clearing organizations in the world.

Institutional clients can be assured that their transactions will be professionally processed and that Sisung Securities Corporation’s Securities Operations Group will be there every step of the way to ensure that institutional transactions are successfully completed. Through the advanced technology of Pershing’s internet based securities platform, the firm’s investment professionals can review client accounts from their desktops and enter securities trades directly to the floor of exchanges and over electronic exchanges. This state-of-the-art technology provides a secure backdrop to support all of The Sisung Group’s activities. In addition to the securities transactions executed through Pershing, SSC maintains agreements with several of the world’s leading mutual fund and insurance companies and can thus offer its clients direct access to mutual funds and variable annuity products.

 

WEALTH MANAGEMENT

WEALTH MANAGEMENT

The Wealth Management Group provides private financial services to individual and institutional brokerage clients. In today’s economic climate, investors require dynamic solutions that offer a variety of investment alternatives and real-time market information along with the assistance of knowledgeable securities professionals. Sisung Securities’ trading desk is active in both primary and secondary markets and has access to all major floor exchanges. Investment vehicles available to the firm’s brokerage clients include U.S. Treasury and Agency bills; notes and bonds; municipal notes and bonds; corporate stocks, notes, bonds and publicly traded options; mutual funds; exchange traded funds; variable annuities; and limited partnerships.

As we trade throughout the day, our team uses the most up-to-date technology including news and research through the Bloomberg financial platform, as well as real-time information on a wide spectrum of securities from major exchanges. Our experienced traders use these tools to regularly monitor our investments and look for new opportunities.


Retirement Services

Retirement Services

Sisung Securities offers a variety of retirement products and services to employers and individual retirees. The Wealth Management Group can provide Roth and traditional IRAs, 401(k)s, 403(b)s and 457 Deferred Compensation Plans. We are committed to providing our clients and their employees with insight into the different options available, as well as guidance through the decision-making process and consistent assistance well beyond the introduction of the plan.

It is important for the participants to realize that their participation in a plan can be a valuable employee benefit. Therefore, we schedule meetings to assist plan participants with decisions related to rebalancing, reallocation or transfer of assets within their plan. Our goal is to ensure that the plan has good participation, is regarded with confidence by the employer and employee, and meets the financial goals of all parties. Whether selecting a retirement plan for an individual, a small business or a major corporation, the Retirement Services Group has the experience and expertise to assist.

Through Sisung Securities Corporation’s agreement with Pershing LLC, all securities held in custody of Pershing LLC are primarily covered by the Securities Investor Protection Corporation (SIPC). Additionally, Pershing acquires additional coverage reasonably available in the market. Details of SIPC coverage and additional coverage are available upon request. As a result of this protection, investor owned assets held in custody by Pershing receive protection from the risk of a financial failure by a SIPC member firm, but it is important to note that the coverage is limited and does not protect customers against losses from the rise and fall in the market value of investments.

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Place St. Charles 201 St. Charles Avenue, Suite 4240 New Orleans, La 70170 504.544.7700